# Comprehensive Consultant at Comply Enterprises, Inc.

- Company: Comply Enterprises, Inc.
- What the company does: Who Are We: Comply is the leading provider of compliance SaaS and consulting services for the global financial services sector. Backed by Edison Partners.
- Company website: https://comply.com
- Type: Startups
- Level: Mid level
- Location: Remote (United States)
- Work setup: Remote
- Pay: $85K to $115K base salary per year (USD)
- Posted: 2026-09-21
- Apply by: 2026-11-05
- Apply: https://ats.rippling.com/complycareers/jobs/68c53a1a-0fb2-4014-b795-c47e4f6ee500?utm_source=1752vc&utm_medium=careers
- Page: https://www.1752.vc/careers/jobs/comply-enterprises-inc-comprehensive-consultant/

## About the role

Comply is looking for a Compliance Consultant to help financial services clients build, strengthen, and maintain compliance programs through expert advisory work. This includes drafting policies, guiding firms through evolving SEC regulations, and serving as a trusted day-to-day resource across a diverse book of broker-dealers, RIAs, private funds, and wealth managers. Found on 1752vc Careers, the job board for startup and VC roles.

## What they're looking for

- Advise investment adviser clients on a broad range of compliance matters such as drafting disclosure documents, policies and procedures, and codes of ethics tailored to each firm’s structure and regulatory obligations
- Manage client compliance calendars and related activities through Comply’s platform, helping clients stay ahead of filing deadlines, exam cycles, and regulatory requirements
- Respond to client email and phone inquiries on compliance matters, acting as a knowledgeable, reliable resource on Investment Advisers Act questions and day-to-day regulatory issues
- Collaborate with Comply’s product teams to shape platform features and modules, lending your regulatory expertise to development decisions and guiding clients on how to get the most from the tools
- Join sales representatives on pre-sales calls, helping prospective clients understand Comply’s consulting capabilities and how they map to the prospect’s compliance needs
- Develop and present educational webinars and industry conference sessions on evolving compliance requirements, contributing to Comply’s thought leadership in the sector

Tags: Compliance Services

Source: 1752vc Careers, https://www.1752.vc/careers/jobs/comply-enterprises-inc-comprehensive-consultant/