# Brokerage Clearing Specialist at DriveWealth

- Company: DriveWealth
- What the company does: DriveWealth's award-winning APIs power modern investing for 150+ fintechs, brokers, and advisors worldwide, making it easy to launch new products fast. Backed by Accel, Insight and SoftBank VF.
- Company website: https://drivewealth.com/
- Type: Startups
- Level: Mid level
- Location: Office - Chicago
- Work setup: On-site
- Pay: $100K to $120K base salary per year (USD)
- Posted: 2025-05-21
- Apply by: 2026-10-08
- Apply: https://boards.greenhouse.io/drivewealth/jobs/6585089003?gh_jid=6585089003
- Page: https://www.1752.vc/careers/jobs/drivewealth-brokerage-clearing-specialist/

## About the role

Purchase & Sales Operations plays a critical role in trade processing, reconciliation, and settlement across various asset classes, primarily equities. This position ensures the timely and accurate confirmation of trades, supports regulatory reporting requirements, and coordinates with executing brokers, clients, and internal teams to resolve breaks and exceptions. This is strictly a Chicago-based role.

## What they're looking for

- 2+ years working in the P&S Dept with a Broker-Dealer
- P&S specialist with Equity/Option product knowledge
- Buy-in knowledge re: REGSHO rule
- Reconciliation of Equity Trade Breaks in CNS
- Obligation Warehouse monitoring and Corrective action
- Series 99 (Operations Professional) certification required

Tags: Brokerage & Client Services