# Senior Regional Compliance Associate at Farther

- Company: Farther
- What the company does: Farther is Intelligent Wealth Management, natively built to unlock greater wealth throughout your financial life. Backed by Bessemer, Lightspeed and General Atlantic.
- Company website: https://www.farther.com/
- Type: Startups
- Level: Senior
- Location: Hybrid - New York, NY
- Work setup: Hybrid
- Posted: 2026-05-06
- Apply by: 2026-10-08
- Apply: https://job-boards.greenhouse.io/fartherfinance/jobs/4690559005
- Page: https://www.1752.vc/careers/jobs/farther-senior-regional-compliance-associate/

## About the role

Farther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our geographic regions, serving as the day-to-day compliance resource for a distributed network of advisors. You'll sit within the Compliance function and partner closely with business leadership across the firm to make sure our advisors can focus on what they do best, serving clients, while we keep the guardrails tight.

## What they're looking for

- Serve as the primary compliance resource for your assigned region, supporting advisors and partnering with business leadership on supervisory matters
- Conduct regular reviews of trade blotters, correspondence, marketing materials, and attestations
- Review and approve outside business activities, brokerage accounts, gifts, and entertainment for registered personnel
- Provide guidance, training, and direction on compliance-related matters to advisors across your region
- Investigate, document, and help resolve client complaints in coordination with the broader Compliance team
- Support regulatory examinations, internal audits, and ongoing Compliance initiatives

Tags: Compliance