# Compliance Officer — Options Principal (Series 4) at Hapi

- Company: Hapi (YC W21)
- What the company does: Stocks and cryptos trading app with zero commissions and no minimums…. Backed by Y Combinator.
- Company website: https://hapi.trade/
- Type: Startups
- Level: Principal and up
- Location: Remote
- Work setup: Remote
- Pay: $75K to $120K base salary per year (USD)
- Posted: 2026-08-07
- Apply by: 2026-10-08
- Apply: https://www.ycombinator.com/companies/hapi/jobs/yQYNKb2-compliance-officer-options-principal-series-4
- Page: https://www.1752.vc/careers/jobs/hapi-compliance-officer-options-principal-series-4/

## About the role

Hapi is a leading US investment platform for clients from Latin America. We want to democratize access to investments, enable anyone to buy, sell and hold stocks, ETFs, and cryptocurrencies, start in minutes, with no minimums and low to no commissions 🚀📈.

## What they're looking for

- Experience at or with a Carrying or Clearing Broker-Dealer, ideally Apex Clearing
- Direct experience launching or scaling a listed-options product at a broker-dealer or fintech, including exercise/assignment operations and clearing-firm connectivity
- Experience with surveillance or exception-report tooling (e.g., building or configuring dashboards, working with SQL/data teams)
- Experience setting up new products at a FinTech
- Proficient in Spanish
- Fun to work with

Tags: Legal