# ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President at iCapital

- Company: iCapital
- What the company does: Helping Financial Advisors and Wealth Managers incorporate alternative strategies at scale. Helping Asset Managers open new lanes of distribution.
- Company website: https://icapital.com
- Type: Startups
- Level: Principal and up
- Location: Greenwich, Connecticut, United States
- Work setup: On-site
- Pay: $110K to $145K base salary per year (USD)
- Posted: 2026-10-22
- Apply by: 2026-12-06
- Apply: https://job-boards.greenhouse.io/icapitalnetwork/jobs/8908903002?utm_source=1752vc&utm_medium=careers
- Page: https://www.1752.vc/careers/jobs/icapital-etf-and-1940-act-registered-funds-compliance-officer-assistant-vice-pre-2/

## About the role

iCapital is looking to hire a Compliance Officer to support the relevant investment advisers serving the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds, and 1940 Act Registered Funds businesses. This individual will assist with the implementation and administration of compliance programs for the firm’s SEC-registered investment advisers, registered investment companies, NFA- and CFTC-registered commodity pools, and other compliance-related activities involving these products or entities. Found on 1752vc Careers, the job board for startup and VC roles.

## What they're looking for

- Bachelor’s degree is required
- 6+ years of compliance experience in the financial services industry, including experience with exchange-traded funds, derivatives, alternative investments, and the applicable regulatory landscape
- Experience supporting investment company, investment adviser, and NFA or CFTC compliance programs and requirements
- Experience supporting regulatory examinations, investigations, or other interactions with the SEC, FINRA, or NFA
- Experience evaluating risk and mapping risks and controls across business practices
- Able to collaborate with and provide guidance to colleagues across functions and levels

Tags: Regulatory and Compliance

Source: 1752vc Careers, https://www.1752.vc/careers/jobs/icapital-etf-and-1940-act-registered-funds-compliance-officer-assistant-vice-pre-2/