# ETF and 1940 Act Registered Funds Compliance Officer - Vice President at iCapital

- Company: iCapital
- What the company does: Helping Financial Advisors and Wealth Managers incorporate alternative strategies at scale. Helping Asset Managers open new lanes of distribution.
- Company website: https://icapital.com
- Type: Startups
- Level: Principal and up
- Location: New York, New York, United States
- Work setup: On-site
- Pay: $150K to $180K base salary per year (USD)
- Posted: 2026-10-21
- Apply by: 2026-12-05
- Apply: https://job-boards.greenhouse.io/icapitalnetwork/jobs/8806890002?utm_source=1752vc&utm_medium=careers
- Page: https://www.1752.vc/careers/jobs/icapital-etf-and-1940-act-registered-funds-compliance-officer-vice-president/

## About the role

iCapital is looking to hire a Compliance Officer to help oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds and 1940 Act Registered Funds businesses. Found on 1752vc Careers, the job board for startup and VC roles.

## What they're looking for

- Bachelor’s degree is required, Law Degree or MBA is preferred
- 10+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
- Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
- Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
- Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
- Experience evaluating risk and mapping risk and controls across firm practices

Tags: Regulatory and Compliance

Source: 1752vc Careers, https://www.1752.vc/careers/jobs/icapital-etf-and-1940-act-registered-funds-compliance-officer-vice-president/