# Principal Associate Compliance at Kraken

- Company: Kraken
- What the company does: Own the power of your money with Kraken. Trade crypto, stocks, futures, staking and more. Trusted by millions worldwide since 2011. Get started today.
- Company website: https://www.kraken.com
- Type: Startups
- Level: Principal and up
- Location: United States
- Work setup: Remote
- Pay: $83K to $167K base salary per year (USD)
- Posted: 2026-10-27
- Apply by: 2026-12-11
- Apply: https://jobs.ashbyhq.com/kraken.com/2091eeb6-c0a3-4d7c-a355-e8c651eb3fd3?utm_source=1752vc&utm_medium=careers
- Page: https://www.1752.vc/careers/jobs/kraken-principal-associate-compliance/

## About the role

Assist in the execution of the Broker Dealer compliance and risk assessment programs. Compliance, testing, monitoring, surveillance and adherence to all other relevant and applicable laws and regulations. Overseeing, addressing and remediating daily flags in KYC, CIP, Suitability, PEP, Sanctions while assisting in identifying policy and procedural enhancements and maintaining awareness of company goals, regulatory developments and industry trends while testing the effectiveness of controls. Found on 1752vc Careers, the job board for startup and VC roles.

## What they're looking for

- Series 7 and 24 qualifications and the ability to obtain others quickly
- Minimum of 5 years proven experience in a retail fintech Broker Dealer compliance department and working with regulators
- Comprehensive understanding of applicable laws, regulations and requirements, including industry practices
- Previous experience implementing a Broker Dealer compliance program
- Ability to think intuitively and strategically
- Problem solver and quick thinker

Tags: Compliance

Source: 1752vc Careers, https://www.1752.vc/careers/jobs/kraken-principal-associate-compliance/