# Senior Associate - Compliance Rothera Markets $100k–$130k USD Full-Time Onsite Chicago United States 3D at Prediction

- Company: Prediction
- What the company does: Backed by 500 Global.
- Company website: https://prediction.io
- Type: Startups (AI role)
- Level: Senior
- Location: Remote (US)
- Work setup: Remote
- Pay: $100K to $130K base salary per year (USD)
- Posted: 2026-11-06
- Apply by: 2026-12-21
- Apply: https://predictionjobs.co/jobs/rothera-markets-senior-associate-compliance?utm_source=1752vc&utm_medium=careers
- Page: https://www.1752.vc/careers/jobs/prediction-senior-associate-compliance-rothera-markets-100k-130k-usd-full-time-o/

## About the role

The Senior Associate, Compliance is an integral part of Rothera’s compliance function, supporting both the DCM and DCO entities in maintaining a robust, regulator-ready compliance program. You’ll support various day-to-day compliance functions, including intermediary participant onboarding, sanctions monitoring, system safeguards, and regulatory examination management. Found on 1752vc Careers, the job board for startup and VC roles.

## What they're looking for

- Conduct continuous monitoring of institutional participants, vendors, and beneficial owners for sanctions, adverse media, and politically exposed persons
- Help document system safeguards and CFTC system disruption notifications by coordinating with internal engineering teams, logging incident details, and maintaining audit trails for regulatory recordkeeping
- Assist in CFTC exam preparation by tracking information requests, organizing supporting evidence, and coordinating deliverables across internal stakeholders
- Collaborate with Product, Operations, and Business Development by tracking executed market maker agreements and monitoring product quoting coverage across active event contracts
- Identify opportunities to utilize data analytics and/or vendor tools to automate manual workflows, track metrics, support our market surveillance team, and scale day-to-day operations


Source: 1752vc Careers, https://www.1752.vc/careers/jobs/prediction-senior-associate-compliance-rothera-markets-100k-130k-usd-full-time-o/