# Senior Associate Director, Compliance at Webull

- Company: Webull
- What the company does: Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Backed by Lightspeed.
- Company website: https://webull.com/
- Type: Startups
- Level: Principal and up
- Location: New York, NY
- Work setup: On-site
- Pay: $165K to $185K base salary per year (USD)
- Posted: 2026-09-02
- Apply by: 2026-10-17
- Apply: https://ats.rippling.com/webull/jobs/96f312be-2558-46ce-9347-cbaf0b20aaed
- Page: https://www.1752.vc/careers/jobs/webull-senior-associate-director-compliance-2/

## About the role

Webull Advisors is an SEC-registered Investment Adviser focused on robo-advisory and AI-enabled wealth solutions. We are seeking a growth-oriented compliance professional who is ready to take the next step in their career. This role is ideal for someone with investment adviser compliance experience who wants broader exposure, hands-on ownership, and the opportunity to develop into a senior compliance leader as the advisor business scales.

## What they're looking for

- Build and maintain policies and controls, leading enhancement opportunities by identifying gaps, recommending clear requirements to first-line teams, and tracking resolution
- Assess the impact of new regulatory requirements on existing policies and controls and work across teams to amend the same to meet new obligations
- Take responsibility for determining whether proposed activities are in compliance with the rules and regulations applicable to a registered investment advisor
- Lead and manage examination and external audit processes, engaging internally to ensure readiness and externally to present compliance controls
- Draft and file all regulatory submissions and reports to senior stakeholders with timely and actionable information concerning the health of compliance programs
- Lead and deliver on the creation and maintenance of the compliance standard operating procedures, translating policy requirements for API into operational activities

Tags: Advisors