Baird Capital invests in founder-led, lower-middle-market B2B technology & services companies.
About the role
The Associate Financial Advice Team (AFAT) Investment Trading Associate serves as the primary trading resource for AFAT clients and is responsible for reviewing and executing investment transactions submitted through Thomson One. This role ensures the accurate and timely execution of equity, ETF, mutual fund, fixed income, and advisory program transactions while maintaining adherence to firm policies, procedures, and regulatory requirements. Found on 1752vc Careers, the job board for startup and VC roles.
What they're looking for
- Review trade requests for completeness, accuracy, and required documentation prior to execution
- Execute equity, ETF, mutual fund, fixed income, and advisory program transactions in client accounts
- Identify, investigate, and resolve trade-related exceptions and discrepancies
- Maintain a high level of accuracy while managing multiple trade requests
- Maintain a thorough understanding of the firm's advisory platforms, managed account programs, and investment solutions
- Identify opportunities where associates may benefit from advisory services or other investment solutions and communicate those opportunities
More about this role
The Associate Financial Advice Team (AFAT) Investment Trading Associate serves as the primary trading resource for AFAT clients and is responsible for reviewing and executing investment transactions submitted through Thomson One. This role ensures the accurate and timely execution of equity, ETF, mutual fund, fixed income, and advisory program transactions while maintaining adherence to firm policies, procedures, and regulatory requirements.
This role will develop a strong understanding of the firm's advisory programs and proactively identify opportunities where associates may benefit from advisory solutions, helping support the team's mission of improving associates' long-term financial outcomes. This role works closely with internal team members, Operations, Compliance, and trading desks to support investment implementation and deliver an exceptional associate experience.
- Review trade requests for completeness, accuracy, and required documentation prior to execution
- Execute equity, ETF, mutual fund, fixed income, and advisory program transactions in client accounts
- Identify, investigate, and resolve trade-related exceptions and discrepancies
- Maintain a high level of...
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