DriveWealth's award-winning APIs power modern investing for 150+ fintechs, brokers, and advisors worldwide, making it easy to launch new products fast. Backed by Accel, Insight and SoftBank VF.
About the role
Reporting directly to the CISO, the Head of Security GRC is responsible for leading the organization's governance, risk, and compliance program across a regulated broker-dealer environment. The role ensures alignment with SEC/FINRA obligations, global data-protection laws, and leading cybersecurity frameworks, while actively reducing enterprise risk.
What they're looking for
- 15+ years of experience in information security, risk management, or cybersecurity roles, with significant time in a regulated financial-services environment and prior ownership of a GRC function
- Strong, practical understanding of SEC/FINRA regulations applicable to broker-dealers (e.g., Reg S-P, Rule 17a-4, cyber disclosure obligations)
- Expertise in global data-protection laws (GDPR, CCPA/CPRA, LGPD) and their operational impact
- Hands-on experience leading GRC programs and risk-management initiatives end to end
- Demonstrated ownership of SOC 1, SOC 2, and ISO 27001 examinations and compliance audits
- Experience building security KPIs/KRIs and executive or board-level reporting
More about this role
About Us
DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability to control their financial future, and that access to financial markets should not be limited by geography, wealth, or legacy systems. We are a global B2B financial technology organization dedicated to democratizing access to financial independence around the world. Our mission is realized through an API-based platform, empowering our partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices. Our technology provides partners with a modern, extensible toolkit, enabling traditional investment workflows and innovative techniques like fractional share ownership. DriveWealth has evolved into a global platform offering trading of US equities, mutual funds, ETFs, fixed income, and options.
There’s never been a better time to build a category-defining business and there has rarely been a team better positioned for this opportunity. Our culture blends the pace and agility of a fintech start-up with the impact, stability, and discipline of Wall Street. We encourage creativity and experimentation while ensuring...
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