Backed by Index.
About the role
As a Specialist you will be responsible for assisting in the review of AML documentation at the time of onboarding and refresh to ensure it meets regulatory requirements based upon the AML regime. Act as the first elevation points for AML team, outsourcing partners and Investor Services operation teams on Anti-Money Laundering (AML) questions.
What they're looking for
- BA / BS in Business, Accounting, Finance, Economics, Mathematics or equivalent professional experience
- 2 years of experience required
- Minimum 1 years of AML experience preferred
- Transfer agency or investor services experience preferred
- Ability to appropriately escalate exceptions requiring additional resource knowledge or special consideration
- Ability to work under tight deadlines with limited supervision
More about this role
The Investment Manager Services Division (IMS) at SEI is growing rapidly and is seeking new members on our Alternative Investment Funds Anti-Money Laundering Team. Our primary goal is to provide exceptional AML compliance, processing and reporting servicing for our clients’ assigned hedge and private equity funds.
As a Specialist you will be responsible for assisting in the review of AML documentation at the time of onboarding and refresh to ensure it meets regulatory requirements based upon the AML regime.
Act as the first elevation points for AML team, outsourcing partners and Investor Services operation teams on Anti-Money Laundering (AML) questions.
Assist with providing solutions by giving input on AML matters elevated to Investor Services Deputy Money Laundering Officers (DMLRO).
Act as an escalation point for teams when investors and affiliates hit against watchlists during the screening process.
Research potential hits occurring during the screening process to determine if they are “false positives” or actual hits. Resolve “false positives” or direct teams on next steps for true hits.
Determine questions that required escalation to SEI’s AML Compliance team and work with...
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