Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Backed by Lightspeed.
About the role
The primary objective of this role is to review customer transactions and transfer activity to ensure compliance with applicable regulatory requirements, internal policies, and industry best practices while supporting a fair, transparent, and trusted platform for our clients.
What they're looking for
- Investigate Transaction Monitoring and KYT alerts from the transaction monitoring and blockchain analytics systems
- Review Sanctions and Adverse Media screening alerts and disposition or escalate as needed
- Reviewing transaction activity for manipulative trading practices, suspicious activity, issues with execution or routing, and potential financial crimes
- Conduct thorough Blockchain Tracing investigations into potential financial crimes, including AML, fraud, and violations of sanctions
- Collaborating with Finance, Operations, Cyber Security, and other teams on cross-department investigations, ensuring adherence to all relevant regulations and guidelines imposed by regulatory bodies
- Developing and enhancing surveillance, monitoring, and investigation processes, continuously improving strategies, tools, and processes to stay ahead of emerging risks
More about this role
About The Role & Team
Webull Pay is the digital asset/crypto arm of Webull Group, empowering users to buy, sell, transfer, and manage cryptocurrencies through a secure and intuitive platform. As part of the broader Webull ecosystem, we are committed to building trust in the digital asset economy through operational excellence, transparency, and customer-first innovation.
The Compliance Senior Associate will play a key role in safeguarding the integrity of our platform by conducting transaction monitoring, investigations across digital asset markets, and blockchain investigations including asset tracing. This individual will analyze trading activity, on-chain transactions, customer behavior, and other risk indicators to identify potential market abuse, financial crime, sanctions evasion, insider trading, market manipulation, fraud, and other suspicious activities.
The primary objective of this role is to review customer transactions and transfer activity to ensure compliance with applicable regulatory requirements, internal policies, and industry best practices while supporting a fair, transparent, and trusted platform for our clients. Working closely with the Associate Directors...
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