Startups · AI

Compliance Services Consultant

Confluence Labs · United States · On-site

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About Confluence Labs

Backed by Y Combinator.

About the role

The Compliance Services Consultant will have the opportunity to own senior-level client relationships, work on complex and varied regulatory matters, collaborate with experienced compliance professionals and share practical solutions that directly influence clients business. Found on 1752vc Careers, the job board for startup and VC roles.

More about this role

Why Confluence?

At Confluence, we’ve always been driven by a commitment to innovation, precision, and partnership in the investment data space. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this would have been possible without the hundreds of hard-working employees who work at Confluence.

The Compliance Services Consultant will have the opportunity to own senior-level client relationships, work on complex and varied regulatory matters, collaborate with experienced compliance professionals and share practical solutions that directly influence clients business. This role provides hands on guidance to assigned clients during routine compliance matters as well as heightened regulatory events such as regulatory exams and remediations regarding compliance with the Investment Advisers Act, Securities Exchange Act and/or Investment Company Act (as appropriate) and other applicable regulatory structures with strategic input from senior team members. The ideal candidate is detail-oriented, client-focused, and comfortable translating regulatory rules into...

Read the full posting on Confluence Labs's site ↗

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