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About the role
SEI is seeking a Senior Attorney to join its Asset Management Legal team and provide legal and regulatory support to SEI's U.S. wealth management, investment advisory, asset management, and distribution businesses.
What they're looking for
- Support intermediary, high-net-worth, retirement, institutional, and retail advisory offerings, including matters involving individual retirement accounts and other qualified account structures
- Support Advisory Platforms, Distribution, and Related Legal Coordination
- Collaborate with business leaders to evaluate new products, services, solution components, operating models, partnerships, distribution channels, and growth opportunities
- Assist with the development and implementation of scalable governance frameworks and operating models that promote regulatory compliance, operational effectiveness, and responsible business growth
- Work closely with attorneys across SEI's Asset Management, Technology and Operations, Corporate Development, Regulatory, Privacy, and other legal teams on complex cross-functional matters
- Monitor and assess legal and regulatory developments affecting investment advisers, wealth managers, retirement programs, separately managed accounts, model delivery programs, and related investment services
More about this role
SEI is seeking a Senior Attorney to join its Asset Management Legal team and provide legal and regulatory support to SEI's U.S. wealth management, investment advisory, asset management, and distribution businesses. The Asset Management Legal team supports integrated investment, advisory, and wealth management solutions that combine SEI investment capabilities, advisor technology, custody and platform connectivity, distribution support, and related services, partnering closely with business, compliance, risk, technology, executive leadership, and other legal teams that advise on operational and platform support matters.
The Senior Attorney will serve as a legal advisor to SEI businesses supporting the design, delivery, and distribution of investment solutions through fee-based advisory and wealth management channels. The role will support platforms and programs that enable SEI's proprietary distribution channels as well as channels serving third-party wealth management firms, with a focus on solution design, delivery, disclosure, distribution, platform integration, and the use of proprietary and third-party investment products as components of broader investment solution...
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