Backed by 500 Global.
About the role
The Senior Associate, Compliance is an integral part of Rothera’s compliance function, supporting both the DCM and DCO entities in maintaining a robust, regulator-ready compliance program. You’ll support various day-to-day compliance functions, including intermediary participant onboarding, sanctions monitoring, system safeguards, and regulatory examination management. Found on 1752vc Careers, the job board for startup and VC roles.
What they're looking for
- Conduct continuous monitoring of institutional participants, vendors, and beneficial owners for sanctions, adverse media, and politically exposed persons
- Help document system safeguards and CFTC system disruption notifications by coordinating with internal engineering teams, logging incident details, and maintaining audit trails for regulatory recordkeeping
- Assist in CFTC exam preparation by tracking information requests, organizing supporting evidence, and coordinating deliverables across internal stakeholders
- Collaborate with Product, Operations, and Business Development by tracking executed market maker agreements and monitoring product quoting coverage across active event contracts
- Identify opportunities to utilize data analytics and/or vendor tools to automate manual workflows, track metrics, support our market surveillance team, and scale day-to-day operations
More about this role
Bringing the future into focus.
Rothera is building the premier prediction market in partnership with Robinhood and Susquehanna International Group.
By empowering traders to take positions on the events that shape our world Rothera’s platform harnesses the scale and power of financial markets to produce timely, unique, and effective information discovery for leaders and decision makers to ask and answer their most important questions.
Rothera operates at the frontier, generating market-driven forecasts that turn intuition into insight.
The Senior Associate, Compliance is an integral part of Rothera’s compliance function, supporting both the DCM and DCO entities in maintaining a robust, regulator-ready compliance program. You’ll support various day-to-day compliance functions, including intermediary participant onboarding, sanctions monitoring, system safeguards, and regulatory examination management. The ideal candidate is a proactive self-starter who takes pride in accuracy, communicates clearly across teams, and is eager to utilize data tools to help automate manual workflows into scalable compliance processes.
- Primary analyst responsible for the end-to-end compliance...
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